Series 6 Online Course

Master the concepts required to pass with integrated videos, streamlined content, chapter and comprehensive exams. Our online course is designed to ensure you pass your licensing exam on your first attempt.

What will I learn?

Securities industry professionals holding a Series 6 license are registered as Investment Company and Variable Contracts Product Representatives. Series 6 registered representatives are permitted to solicit, purchase, or sell mutual funds, closed-end funds on the initial public offering only, variable annuities and life insurance (if additional licensing requirements have been met), unit investment trusts, and municipal fund securities.

The Series 6 qualification exam measures the required knowledge needed to perform the critical job functions of an investment company and variable contract products representative. This course will deliver the content needed to successfully complete the examination requirements.

Testable topics include:

Registration and distribution process for new issues, types and characteristics of investment products, communications with the public, investment company registration requirements, types of mutual funds, prospectus requirements, evaluating customers’ investment profiles, investment objectives, suitable recommendations, types of investment returns, tax considerations, opening and maintaining customer accounts, order tickets and trade confirmations, complaint procedures, and FINRA methods of formal resolution, sanctions and penalties.

Watch, read, and listen to curriculum developed by industry experts & cross-referenced with the exam content outline.
Test your knowledge with retention questions, activities, chapter quizzes and simulate your licensing exam.
Pass your exam on the first attempt with courses trusted by the nation's top banks and insurance companies.
Online Courses feature engaging, interactive, and effective learning methods
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Video Lessons

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Chapter Exam and Retention Questions

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Drag and Drop Activities

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Printable PDF Study Manual

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Content Slides

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Simulated Licensing Exams

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Audio Enabled

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Online Note Taking

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Searchable Content

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A.D. Banker Support

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You need to pass
Watch, read, and listen to curriculum developed by industry experts.
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What our students are saying:


"I'm very satisfied with the course."

"I'm very satisfied with the course...The Comprehensive exam did a very good job of highlighting the areas that were most necessary. I will use A.D. Banker again for my Series 63. I have recommended to two other people who have already purchased from you, and my partner is going to use you for his Series 63 now. Thank you very much!"

- Alex S.

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