Series 65 Online Course

Master the concepts required to pass with integrated videos, streamlined content, chapter and comprehensive exams. Our online course is designed to ensure you pass your licensing exam on your first attempt.

What will I learn?

Securities industry professionals seeking to charge a fee to provide investment advice as an investment adviser representative (IAR) are required by most state securities administrators to pass the Uniform Investment Adviser Law Exam, more commonly known as the Series 65 exam. This exam is developed by the North American Securities Administrators Association (NASAA) and administered by FINRA.

Candidates looking to obtain a Series 65 license must demonstrate general knowledge of the state securities regulations, ethical business practices, fiduciary responsibilities, securities product knowledge and technical analysis. This course will deliver the content needed to successfully complete the examination requirements.

Testable topics include:

Federal and state securities regulations, state registration of broker-dealers, agents, investment advisers and investment adviser representatives, ethical guidelines and business practices, prohibited practices, administration of the Uniform Securities Act, evaluating of customers and risks, customer accounts, securities markets, types of security products, economics and fundamental analysis, methods for evaluating securities and securities trading strategies.

Learn
Watch, read, and listen to curriculum developed by industry experts & cross-referenced with the exam content outline.
Practice
Test your knowledge with retention questions, activities, chapter quizzes and simulate your licensing exam.
Pass
Pass your exam on the first attempt with courses trusted by the nation's top banks and insurance companies.
Online Courses feature engaging, interactive, and effective learning methods
Video Icon

Video Lessons

Quiz Icon

Chapter Exam and Retention Questions

Drag and Drop Icon

Drag and Drop Activities

Printer Icon

Printable PDF Study Manual

Slide Icon

Content Slides

Exam Icon

Simulated Licensing Exams

Audio Icon

Audio Enabled

Note Taking Icon

Online Note Taking

Searching Icon

Searchable Content

Support Icon

A.D. Banker Support


Learn Everything
You need to pass
Watch, read, and listen to curriculum developed by industry experts.
Begin Learning

What our students are saying:

 

"I loved it."

"I loved it. It really helped me to understand everything and pass the test."

- Karina S.

Series 65 Training Solutions for Business
Partner with A.D. Banker and simplify your licensing process.
Request course packages, enroll students, and track them each step of the way.
Learn More