Series 7 Online Course

Master the concepts required to pass with integrated videos, streamlined content, chapter and comprehensive exams. Our online course is designed to ensure you pass your licensing exam on your first attempt.

What will I learn?

Securities industry professionals holding a Series 7 license are qualified to sell a broad range of securities, such as corporate securities, municipal securities, options, direct participation programs, investment company products, and variable insurance products (permitted all licensing requirements have been met).

Series 7 license candidates must pass FINRA’s General Securities Representative Qualification Exam, which measures the entry-level knowledge needed to perform the critical job functions of a general securities representative. This course will deliver the content needed to successfully complete the examination requirements.

Testable topics include:

Testable topics covered in this course include: SEC rules and regulations, FINRA, CBOE, MSRB, NYSE, NASD, and ERISA rules, communications with the public, prospectus requirements, portfolio analysis and theory, evaluating customer’s financial information, income statements, balance sheets, investment objectives, suitable recommendations, types of investment returns, tax considerations, equity securities, investment company products, variable contracts, exchange-traded funds, options, debt securities, municipal securities, prohibited activities, financial exploitation of specified adults, customer accounts, margin accounts, activity, confirmations and complaint procedures, investigations, code of arbitration and code of procedures, sanctions and penalties.

Watch, read, and listen to curriculum developed by industry experts & cross-referenced with the exam content outline.
Test your knowledge with retention questions, activities, chapter quizzes and simulate your licensing exam.
Pass your exam on the first attempt with courses trusted by the nation's top banks and insurance companies.
Online Courses feature engaging, interactive, and effective learning methods
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Video Lessons

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Chapter Exam and Retention Questions

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Drag and Drop Activities

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Printable PDF Study Manual

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Content Slides

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Simulated Licensing Exams

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Audio Enabled

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Online Note Taking

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Searchable Content

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A.D. Banker Support

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You need to pass
Watch, read, and listen to curriculum developed by industry experts.
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What our students are saying:


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